Roth Capital Partners

John Dalfonsi, Managing Director (949) 500-4930

Email: [email protected]


ROTH is an investment banking firm dedicated to the small-cap public market and is headquartered in Newport Beach, CA.

ROTH is a privately owned firm that has built a culture of success and innovation. Our approach is driven by our current principals, who are not only the owners of the business but most of whom have been with us for more than 20 years. Our goal has always been to service the needs of small-cap public companies better than anyone else.

ROTH's exclusive focus is to offer our clients a full spectrum of investment banking services: 
Capital Raising
Merger and Acquisitions
Research Coverage
Sales, Trading and Market Making
Corporate Access & Conferences
Corporate Services

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